| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | REGN | Common Stock | Gift | $0 | -500 | -1% | $0.00 | 49.6K | Aug 13, 2024 | Direct | |
| holding | REGN | Common Stock | 5.85K | Aug 13, 2024 | By 401(k) Plan | ||||||
| holding | REGN | Common Stock | 4.61K | Aug 13, 2024 | by Spouse as Trustee |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).