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Signature
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/s/**Bonnie L. Bassler
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Stock symbol
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REGN
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Transactions as of
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Jan 2, 2024
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Transactions value $
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-$440,299
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Form type
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4
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Date filed
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1/4/2024, 04:11 PM
Transactions Table
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
| transaction |
REGN |
Common Stock |
Award |
$0 |
+135 |
+10.83% |
$0.00 |
1.38K |
Jan 2, 2024 |
Direct |
F1 |
| transaction |
REGN |
Common Stock |
Options Exercise |
$315K |
+826 |
+59.77% |
$380.95 |
2.21K |
Jan 3, 2024 |
Direct |
F2 |
| transaction |
REGN |
Common Stock |
Sale |
-$755K |
-826 |
-37.41% |
$914.00 |
1.38K |
Jan 3, 2024 |
Direct |
F2 |
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
| transaction |
REGN |
Non-Qualified Stock Option (right to buy) |
Options Exercise |
$0 |
-826 |
-33.31% |
$0.00 |
1.65K |
Jan 3, 2024 |
Common Stock |
826 |
$380.95 |
Direct |
F2, F3 |
| transaction |
REGN |
Non-Qualified Stock Option (right to buy) |
Award |
$0 |
+1.61K |
|
$0.00 |
1.61K |
Jan 2, 2024 |
Common Stock |
1.61K |
$888.34 |
Direct |
F4 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses: