-
Signature
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/s/**Michael S. Brown
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Stock symbol
-
REGN
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Transactions as of
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Apr 21, 2023
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Transactions value $
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-$854,719
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Form type
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4
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Date filed
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4/24/2023, 04:05 PM
Transactions Table
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
| transaction |
REGN |
Common Stock |
Options Exercise |
$1.6M |
+3.07K |
+246.19% |
$520.01 |
4.32K |
Apr 21, 2023 |
Direct |
F1 |
| transaction |
REGN |
Common Stock |
Sale |
-$2.45M |
-3.07K |
-71.11% |
$798.42 |
1.25K |
Apr 21, 2023 |
Direct |
F1 |
| holding |
REGN |
Common Stock |
|
|
|
|
|
5K |
Apr 21, 2023 |
by SLAT |
F2 |
| holding |
REGN |
Common Stock |
|
|
|
|
|
6.16K |
Apr 21, 2023 |
by Trust |
|
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
| transaction |
REGN |
Non-Qualified Stock Option (right to buy) |
Options Exercise |
$0 |
-3.07K |
-100% |
$0.00* |
0 |
Apr 21, 2023 |
Common Stock |
3.07K |
$520.01 |
Direct |
F1, F3 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses: