| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | REGN | Common Stock | Options Exercise | $306K | +800 | +2.49% | $381.92 | 32.9K | Mar 27, 2023 | Direct | F1 |
| transaction | REGN | Common Stock | Tax liability | -$486K | -589 | -1.79% | $825.17 | 32.3K | Mar 27, 2023 | Direct | F1 |
| transaction | REGN | Common Stock | Options Exercise | $1.14M | +3K | +9.28% | $378.98 | 35.3K | Mar 27, 2023 | Direct | F1 |
| transaction | REGN | Common Stock | Tax liability | -$1.82M | -2.2K | -6.24% | $825.17 | 33.1K | Mar 27, 2023 | Direct | F1 |
| transaction | REGN | Common Stock | Sale | -$32K | -39 | -0.12% | $819.47 | 33.1K | Mar 27, 2023 | Direct | F1, F2 |
| transaction | REGN | Common Stock | Sale | -$41K | -50 | -0.15% | $820.46 | 33K | Mar 27, 2023 | Direct | F1, F3 |
| transaction | REGN | Common Stock | Sale | -$39.4K | -48 | -0.15% | $821.39 | 33K | Mar 27, 2023 | Direct | F1, F4 |
| transaction | REGN | Common Stock | Sale | -$14.8K | -18 | -0.05% | $822.57 | 33K | Mar 27, 2023 | Direct | F1, F5 |
| transaction | REGN | Common Stock | Sale | -$3.3K | -4 | -0.01% | $824.30 | 33K | Mar 27, 2023 | Direct | F1 |
| transaction | REGN | Common Stock | Sale | -$10.7K | -13 | -0.04% | $825.59 | 32.9K | Mar 27, 2023 | Direct | F1 |
| transaction | REGN | Common Stock | Sale | -$3.32K | -4 | -0.01% | $829.16 | 32.9K | Mar 27, 2023 | Direct | F1 |
| transaction | REGN | Common Stock | Sale | -$5.81K | -7 | -0.02% | $830.01 | 32.9K | Mar 27, 2023 | Direct | F1 |
| transaction | REGN | Common Stock | Sale | -$8.19K | -10 | -0.03% | $818.81 | 32.9K | Mar 28, 2023 | Direct | F1 |
| transaction | REGN | Common Stock | Sale | -$94.4K | -115 | -0.35% | $820.85 | 32.8K | Mar 28, 2023 | Direct | F1, F6 |
| transaction | REGN | Common Stock | Sale | -$117K | -142 | -0.43% | $821.40 | 32.7K | Mar 28, 2023 | Direct | F1, F7 |
| transaction | REGN | Common Stock | Sale | -$105K | -128 | -0.39% | $822.67 | 32.5K | Mar 28, 2023 | Direct | F1, F8 |
| transaction | REGN | Common Stock | Sale | -$149K | -181 | -0.56% | $823.60 | 32.4K | Mar 28, 2023 | Direct | F1, F9 |
| transaction | REGN | Common Stock | Sale | -$129K | -157 | -0.49% | $824.54 | 32.2K | Mar 28, 2023 | Direct | F1, F10 |
| transaction | REGN | Common Stock | Sale | -$201K | -243 | -0.75% | $825.37 | 32K | Mar 28, 2023 | Direct | F1, F11 |
| transaction | REGN | Common Stock | Sale | -$25.6K | -31 | -0.1% | $826.36 | 31.9K | Mar 28, 2023 | Direct | F1 |
| holding | REGN | Common Stock | 250 | Mar 27, 2023 | By 401(k) Plan |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | REGN | Non-Qualified Stock Option (right to buy) | Options Exercise | $0 | -3K | -12.86% | $0.00 | 20.3K | Mar 27, 2023 | Common Stock | 3K | $378.98 | Direct | F1, F12 |
| transaction | REGN | Non-Qualified Stock Option (right to buy) | Options Exercise | $0 | -800 | -100% | $0.00* | 0 | Mar 27, 2023 | Common Stock | 800 | $381.92 | Direct | F1, F12 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | Disposition/acquisition made pursuant to a plan intended to comply with Rule 10b5-1(c) adopted on February 24, 2023. |
| F2 | Represents volume-weighted average price of sales of 39 shares of Company stock on March 27, 2023 at prices ranging from $819.34 to $819.99. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on March 27, 2023 at each separate price. |
| F3 | Represents volume-weighted average price of sales of 50 shares of Company stock on March 27, 2023 at prices ranging from $820.00 to $820.95. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on March 27, 2023 at each separate price. |
| F4 | Represents volume-weighted average price of sales of 48 shares of Company stock on March 27, 2023 at prices ranging from $821.02 to $821.77. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on March 27, 2023 at each separate price. |
| F5 | Represents volume-weighted average price of sales of 18 shares of Company stock on March 27, 2023 at prices ranging from $822.46 to $822.71. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on March 27, 2023 at each separate price. |
| F6 | Represents volume-weighted average price of sales of 115 shares of Company stock on March 28, 2023 at prices ranging from $820.67 to $820.91. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on March 28, 2023 at each separate price. |
| F7 | Represents volume-weighted average price of sales of 142 shares of Company stock on March 28, 2023 at prices ranging from $821.04 to $821.73. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on March 28, 2023 at each separate price. |
| F8 | Represents volume-weighted average price of sales of 128 shares of Company stock on March 28, 2023 at prices ranging from $822.21 to $822.87. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on March 28, 2023 at each separate price. |
| F9 | Represents volume-weighted average price of sales of 181 shares of Company stock on March 28, 2023 at prices ranging from $823.02 to $823.99. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on March 28, 2023 at each separate price. |
| F10 | Represents volume-weighted average price of sales of 157 shares of Company stock on March 28, 2023 at prices ranging from $824.00 to $824.74. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on March 28, 2023 at each separate price. |
| F11 | Represents volume-weighted average price of sales of 243 shares of Company stock on March 28, 2023 at prices ranging from $825.02 to $825.82. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on March 28, 2023 at each separate price. |
| F12 | The stock option award vests in four equal annual installments, commencing one year after the date of grant. |