| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| holding | - | Common Stock | 2.52K | Dec 7, 2023 | Direct | F1, F2, F3 |
| Id | Content |
|---|---|
| F1 | On September 28, 2023, Capstone Green Energy Corporation (the Issuer) and its wholly-owned subsidiaries, Capstone Turbine International, Inc. (Capstone Turbine International) and Capstone Turbine Financial Services, LLC (together with Capstone Turbine International and the Issuer, the Debtors) filed voluntary petitions (the Chapter 11 Cases) for relief under chapter 11 of title 11 (Chapter 11) of the United States Code in the United States Bankruptcy Court for the District of Delaware (the Bankruptcy Court). On November 14, 2023, the Bankruptcy Court entered an order (the Confirmation Order) confirming the Chapter 11 plan of reorganization of the Debtors in the Chapter 11 Cases, including its supplement and all exhibits and schedules thereto, and all other documents filed in connection with such plan (the Plan). On December 7, 2023 (the Effective Date), the Plan was consummated and became effective in accordance with its terms, and the Debtors emerged from the Chapter 11 Cases. |
| F2 | On the Effective Date, in connection with the satisfaction of the conditions to effectiveness set forth in the Confirmation Order and the Plan, CGRN completed a series of transactions pursuant to which, among other things, CGRN became a private company that continues to own certain assets of CGRN and (i) all of CGRNs common shares outstanding prior to the Effective Date were canceled, released, and extinguished, and of no further force or effect and (ii) all of CGRNs equity award agreements under any incentive plan, and the awards granted pursuant thereto, were extinguished, canceled, and discharged and have no further force or effect. In addition, Capstone Turbine International was renamed Capstone Green Energy Holdings, Inc. (the Issuer) and is the successor to CGRN pursuant to Rule 12g-3 under the Securities Exchange Act of 1934, as amended. |
| F3 | This Form 3 shall constitute an initial statement of beneficial ownership of securities for the Reporting Person with respect to the Issuer. Ms. Fanning will continue as the Chief Accounting Officer (Principal Accounting Officer) of the Issuer. Each holder of shares of common stock of CGRN was issued shares of common stock of the Issuer on a pro rata basis. |