Christopher Hilberg - Feb 2, 2023 Form 3 Insider Report for SkyWater Technology, Inc (SKYT)

Role
Chief Legal Officer
Signature
/s/ Steve Manko, Attorney-in-Fact
Stock symbol
SKYT
Transactions as of
Feb 2, 2023
Transactions value $
$0
Form type
3
Date filed
2/10/2023, 05:07 PM
Next filing
Mar 3, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding SKYT Common Stock 15.1K Feb 2, 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding SKYT Options to Acquire Common Stock Feb 2, 2023 Common Stock 4.64K $18.64 Direct F2
holding SKYT Options to Acquire Common Stock Feb 2, 2023 Common Stock 9.87K $11.24 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 14,637 Restricted Stock Units (RSUs) that are unvested. Contingent on the reporting person's continuation in service on each applicable vesting date, 711 RSUs will vest on 12/8/2023, 711 RSUs will vest on 12/8/2024, 1,571 RSUs will vest on 2/25/2023, 1,572 RSUs will vest on 2/25/2024, 1,572 RSUs will vest on 2/25/2025, 2,833 RSUs will vest on 12/7/2023, 2,833 RSUs will vest on 12/7/2024, and 2,834 RSUs will vest on 12/7/2025.
F2 Contingent on the reporting person's continuation in service on each applicable vesting date, 1,161 options will vest on 12/8/2023, 1,161 options will vest on 12/8/2024, and 1,161 options will vest on 12/8/2025.
F3 Contingent on the reporting person's continuation in service on each applicable vesting date, 2,467 options will vest on 2/25/2023, 2,467 options will vest on 2/25/2024, 2,467 options will vest on 2/25/2025, and 2,468 options will vest on 2/25/2026.

Remarks:

Exhibit 24 - Power of Attorney