Howard I. Mead - Mar 13, 2024 Form 4 Insider Report for LUXFER HOLDINGS PLC (LXFR)

Role
Vice President and General Manager, Luxfer Gas Cylinders - Composite
Signature
/s/ Megan E. Glise under Power of Attorney for Howard I. Mead
Stock symbol
LXFR
Transactions as of
Mar 13, 2024
Transactions value $
-$7,435
Form type
4
Date filed
3/15/2024, 06:19 PM
Previous filing
Mar 20, 2023
Next filing
Mar 18, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LXFR Ordinary Shares Options Exercise +864 +17.85% 5.7K Mar 13, 2024 Direct F1, F2
transaction LXFR Ordinary Shares Tax liability -$3.82K -376 -6.59% $10.17 5.33K Mar 13, 2024 Direct
transaction LXFR Ordinary Shares Options Exercise +810 +15.2% 6.14K Mar 14, 2024 Direct F1
transaction LXFR Ordinary Shares Tax liability -$3.61K -352 -5.73% $10.26 5.79K Mar 14, 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LXFR Restricted Stock Units Options Exercise -864 -100% 0 Mar 13, 2024 Ordinary Shares 864 Direct F1, F3
transaction LXFR Restricted Stock Units Options Exercise -810 -33.24% 1.63K Mar 14, 2024 Ordinary Shares 810 Direct F1, F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share.
F2 The above figure includes (i) 825 Ordinary Shares, including those accrued related to dividend reinvestment rights, acquired since the Reporting Person's last reportable transaction pursuant to the Luxfer Holdings PLC Employee Stock Purchase Plan (the "ESPP") for the purchase periods of December 21, 2022 - June 16, 2023 and June 19, 2023 - December 18, 2023; and (ii) 165 Ordinary Shares acquired since the Reporting Person's last reportable transaction pursuant to the dividend reinvestment feature of the Luxfer Holdings PLC Long-Term Umbrella Incentive Plan. These transactions are exempt pursuant to Rule 16b-3(c). In accordance with the ESPP, said Ordinary Shares were purchased at a price equal to the closing price of the Issuer's Ordinary Shares on June 16, 2023 and December 18, 2023, respectively.
F3 The Restricted Stock Units fully vested on March 13, 2024. The above figure includes 114 additional Restricted Stock Units accrued related to dividend reinvestment rights.
F4 The remaining Restricted Stock Units vest in two equal annual installments on March 14, 2025 and March 14, 2026. The above figure includes 60 additional Restricted Stock Units accrued related to dividend reinvestment rights.
F5 The above figure includes 127 additional Restricted Stock Units accrued related to dividend reinvestment rights.

Remarks:

Vice President and General Manager, Luxfer Gas Cylinders - Composite