Howard I. Mead - 13 Mar 2023 Form 4 Insider Report for LUXFER HOLDINGS PLC (LXFR)

Role
Vice President and General Manager, Luxfer Gas Cylinders - Composite
Signature
/s/ Megan E. Glise under Power of Attorney for Howard I. Mead
Issuer symbol
LXFR
Transactions as of
13 Mar 2023
Net transactions value
-$15,569
Form type
4
Filing time
15 Mar 2023, 19:52:07 UTC
Previous filing
15 Feb 2023
Next filing
16 Mar 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LXFR Ordinary Shares Options Exercise +822 +40% 2,866 13 Mar 2023 Direct F1
transaction LXFR Ordinary Shares Tax liability $5,202 -340 -12% $15.30 2,526 13 Mar 2023 Direct
transaction LXFR Ordinary Shares Options Exercise +846 +33% 3,372 14 Mar 2023 Direct F1
transaction LXFR Ordinary Shares Tax liability $5,416 -349 -10% $15.52 3,023 14 Mar 2023 Direct
transaction LXFR Ordinary Shares Options Exercise +774 +26% 3,797 14 Mar 2023 Direct F1
transaction LXFR Ordinary Shares Tax liability $4,951 -319 -8.4% $15.52 3,478 14 Mar 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LXFR Restricted Stock Units Options Exercise -822 -50% 826 13 Mar 2023 Ordinary Shares 822 Direct F1, F2, F3
transaction LXFR Restricted Stock Units Options Exercise -846 -100% 0 14 Mar 2023 Ordinary Shares 846 Direct F1, F4
transaction LXFR Restricted Stock Units Options Exercise -774 -25% 2,326 14 Mar 2023 Ordinary Shares 774 Direct F1, F3, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share.
F2 The remaining Restricted Stock Units vest on March 13, 2024. The amount above includes 72 additional Restricted Stock Units accrued related to dividend reinvestment rights.
F3 The amount above includes 76 additional Restricted Stock Units accrued related to dividend reinvestment rights.
F4 The Restricted Stock Units are fully vested. The amount above includes 81 additional Restricted Stock Units accrued related to dividend reinvestment rights.
F5 The Restricted Stock Units vest in three equal annual installments beginning on March 14, 2024. The amount above includes 24 additional Restricted Stock Units accrued related to dividend reinvestment rights.

Remarks:

Vice President and General Manager, Luxfer Gas Cylinders - Composite