Mark James Lawday - 20 Aug 2024 Form 4 Insider Report for LUXFER HOLDINGS PLC (LXFR)

Role
Vice President and General Manager, Luxfer Gas Cylinders - Europe
Signature
/s/ Mark J. Lawday
Issuer symbol
LXFR
Transactions as of
20 Aug 2024
Net transactions value
-$12,703
Form type
4
Filing time
22 Aug 2024, 19:21:43 UTC
Previous filing
18 Mar 2024
Next filing
07 Nov 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LXFR Ordinary Shares Options Exercise +500 +22% 2,779 20 Aug 2024 Direct F1
transaction LXFR Ordinary Shares Options Exercise +70 +2.5% 2,849 20 Aug 2024 Direct F2
transaction LXFR Ordinary Shares Options Exercise +400 +14% 3,249 20 Aug 2024 Direct F1
transaction LXFR Ordinary Shares Options Exercise +38 +1.2% 3,287 20 Aug 2024 Direct F2
transaction LXFR Ordinary Shares Options Exercise +750 +23% 4,037 20 Aug 2024 Direct F1
transaction LXFR Ordinary Shares Options Exercise +55 +1.4% 4,092 20 Aug 2024 Direct F2
transaction LXFR Ordinary Shares Options Exercise +490 +12% 4,582 20 Aug 2024 Direct F1
transaction LXFR Ordinary Shares Options Exercise +23 +0.5% 4,605 20 Aug 2024 Direct F2
transaction LXFR Ordinary Shares Tax liability $12,703 -1,195 -26% $10.63 3,410 20 Aug 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LXFR Stock Options (Right to Buy) Options Exercise -500 -100% 0 20 Aug 2024 Ordinary Shares 500 Direct F1, F3
transaction LXFR Dividend Equivalent Rights Options Exercise -70 -97% 2 20 Aug 2024 Ordinary Shares 70 Direct F2
transaction LXFR Stock Options (Right to Buy) Options Exercise -400 -50% 400 20 Aug 2024 Ordinary Shares 400 Direct F1, F4
transaction LXFR Dividend Equivalent Rights Options Exercise -38 -39% 59 20 Aug 2024 Ordinary Shares 38 Direct F2
transaction LXFR Stock Options (Right to Buy) Options Exercise -750 -33% 1,500 20 Aug 2024 Ordinary Shares 750 Direct F1, F5
transaction LXFR Dividend Equivalent Rights Options Exercise -55 -24% 173 20 Aug 2024 Ordinary Shares 55 Direct F2
transaction LXFR Stock Options (Right to Buy) Options Exercise -490 -25% 1,470 20 Aug 2024 Ordinary Shares 490 Direct F1, F6
transaction LXFR Dividend Equivalent Rights Options Exercise -23 -17% 110 20 Aug 2024 Ordinary Shares 23 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share.
F2 Represents Dividend Equivalent Rights accrued on Stock Options, which become exercisable proportionately with the Stock Options to which they relate. Each Dividend Equivalent Right is the economic equivalent of one Ordinary Share. Dividend Equivalent Rights convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share.
F3 Represents the exercise of time-based Stock Options awarded on December 13, 2019. The subject Stock Options vested in four equal annual installments, beginning on December 13, 2020, and were exercisable as of December 13, 2023. The subject Stock Options are fully vested and exercised.
F4 Represents the exercise of time-based Stock Options awarded on March 15, 2021. The time-based Stock Options vest in four equal annual installments, beginning on March 15, 2022 and ending on March 15, 2025. The subject Stock Options vested and were exercisable as of March 15, 2024. The remaining Stock Options vest and become exercisable on March 15, 2025.
F5 Represents the exercise of time-based Stock Options awarded on March 14, 2022. The Stock Options vest in four equal annual installments, beginning on March 14, 2023 and ending on March 14, 2026. The subject Stock Options vested and were exercisable as of March 14, 2024. The remaining Stock Options vest and become exercisable on March 14, 2025 and March 14, 2026.
F6 Represents the exercise of time-based Stock Options awarded on March 20, 2023. The Stock Options vest in four equal annual installments, beginning on March 20, 2024 and ending on March 20, 2027. The subject Stock Options vested and were exercisable as of March 20, 2024. The remaining Stock Options vest in three equal installments on the anniversary of the award date.

Remarks:

Vice President and General Manager, Luxfer Gas Cylinders - Europe