Mark J. Lawday - Feb 15, 2023 Form 3 Insider Report for LUXFER HOLDINGS PLC (LXFR)

Role
Vice President and General Manager, Luxfer Gas Cylinders - Europe
Signature
/s/ Megan E. Glise under Power of Attorney for Mark J. Lawday
Stock symbol
LXFR
Transactions as of
Feb 15, 2023
Transactions value $
$0
Form type
3
Date filed
2/15/2023, 04:21 PM
Next filing
Mar 20, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding LXFR Ordinary Shares 1.9K Feb 15, 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding LXFR Dividend Equivalent Rights Feb 15, 2023 Ordinary Shares 91 Direct F2, F3
holding LXFR Stock Options (Right to Buy) Feb 15, 2023 Ordinary Shares 750 Direct F4, F5
holding LXFR Dividend Equivalent Rights Feb 15, 2023 Ordinary Shares 175 Direct F6, F7
holding LXFR Stock Options (Right to Buy) Feb 15, 2023 Ordinary Shares 1K Direct F5, F8
holding LXFR Dividend Equivalent Rights Feb 15, 2023 Ordinary Shares 144 Direct F7, F9
holding LXFR Stock Options (Right to Buy) Feb 15, 2023 Ordinary Shares 1.6K Direct F5, F10
holding LXFR Dividend Equivalent Rights Feb 15, 2023 Ordinary Shares 68 Direct F7, F11
holding LXFR Stock Options (Right to Buy) Feb 15, 2023 Ordinary Shares 3K Direct F5, F12
holding LXFR Dividend Equivalent Rights Feb 15, 2023 Ordinary Shares 75 Direct F7, F13
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The amount above includes 862 Ordinary Shares acquired pursuant to the Luxfer Holdings PLC Share Incentive Plan.
F2 Represents Dividend Equivalent Rights accrued on Stock Options, which become exercisable proportionately with the Stock Options to which they relate. Each Dividend Equivalent Right is the economic equivalent of one Ordinary Share, subject to a nominal payment of 50 pence per Ordinary Share. The Stock Options to which these Dividend Equivalent Rights relate are fully vested and exercisable.
F3 Dividend Equivalent Rights convert 1 for 1, subject to a nominal payment of 50 pence per Ordinary Share.
F4 The remaining Stock Options vest on March 14, 2023.
F5 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share.
F6 Represents Dividend Equivalent Rights accrued on Stock Options, which become exercisable proportionately with the Stock Options to which they relate. Each Dividend Equivalent Right is the economic equivalent of one Ordinary Share, subject to a nominal payment of $1.00 per Ordinary Share. Of the total 175 Dividend Equivalent Rights indicated above, 79 are vested and exercisable and 96 will vest and become exercisable on March 14, 2023.
F7 Dividend Equivalent Rights convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share.
F8 Of the total 1,000 Stock Options indicated above, 500 are vested and exercisable. The remaining 500 Stock Options vest on December 13, 2023.
F9 Represents Dividend Equivalent Rights accrued on Stock Options, which become exercisable proportionately with the Stock Options to which they relate. Each Dividend Equivalent Right is the economic equivalent of one Ordinary Share, subject to a nominal payment of $1.00 per Ordinary Share. Of the total 144 Dividend Equivalent Rights indicated above, 86 are vested and exercisable and 58 will vest and become exercisable on December 13, 2023.
F10 Of the total 1,600 Stock Options indicated above, 400 are vested and exercisable. The remaining 1,200 Stock Options will vest and become exercisable in three equal annual installments beginning on March 15, 2023.
F11 Represents Dividend Equivalent Rights accrued on Stock Options, which become exercisable proportionately with the Stock Options to which they relate. Each Dividend Equivalent Right is the economic equivalent of one Ordinary Share, subject to a nominal payment of $1.00 per Ordinary Share. Of the total 68 Dividend Equivalent Rights indicated above, 9 are vested and exercisable and 59 will vest and become exercisable in accordance with the vesting schedule specified in footnote 10.
F12 The Stock Options vest in four equal annual installments beginning on March 14, 2023.
F13 Represents Dividend Equivalent Rights accrued on Stock Options, which become exercisable proportionately with the Stock Options to which they relate in accordance with the vesting schedule specified in footnote 12. Each Dividend Equivalent Right is the economic equivalent of one Ordinary Share, subject to a nominal payment of $1.00 per Ordinary Share.

Remarks:

Vice President and General Manager, Luxfer Gas Cylinders - Europe