Sheela Kosaraju - Mar 20, 2024 Form 4 Insider Report for CIENA CORP (CIEN)

Role
SVP, General Counsel and
Signature
By: Michelle Rankin For: Sheela Kosaraju
Stock symbol
CIEN
Transactions as of
Mar 20, 2024
Transactions value $
-$116,008
Form type
4
Date filed
3/21/2024, 09:49 PM
Previous filing
Dec 22, 2023
Next filing
Jun 24, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CIEN Common Stock Tax liability -$9.59K -191 -0.21% $50.22 91.2K Mar 20, 2024 Direct F1, F2
transaction CIEN Common Stock Tax liability -$8.89K -177 -0.19% $50.22 91K Mar 20, 2024 Direct F2, F3
transaction CIEN Common Stock Tax liability -$6.58K -131 -0.14% $50.22 90.9K Mar 20, 2024 Direct F2, F4
transaction CIEN Common Stock Tax liability -$10.1K -202 -0.22% $50.22 90.7K Mar 20, 2024 Direct F2, F5
transaction CIEN Common Stock Tax liability -$45K -897 -0.99% $50.22 89.8K Mar 20, 2024 Direct F2, F6
transaction CIEN Common Stock Tax liability -$35.8K -712 -0.79% $50.22 89K Mar 20, 2024 Direct F2, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares withheld to cover payment of tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 9/8/2020. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 filed on 2/3/2023.
F2 Shares reported include unvested Restricted Stock Units (RSUs).
F3 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 filed on 2/3/2023.
F4 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2021. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 filed on 2/3/2023.
F5 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/13/2022. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 filed on 2/3/2023.
F6 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 2/1/2023. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 2/3/2023.
F7 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2023. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/14/2023.