Sheela Kosaraju - Sep 20, 2023 Form 4 Insider Report for CIENA CORP (CIEN)

Role
SVP, General Counsel and
Signature
By: Michelle Rankin For: Sheela Kosaraju
Stock symbol
CIEN
Transactions as of
Sep 20, 2023
Transactions value $
-$85,992
Form type
4
Date filed
9/22/2023, 05:40 PM
Previous filing
Jun 22, 2023
Next filing
Dec 14, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CIEN Common Stock Tax liability -$9.35K -195 -0.26% $47.96 75.2K Sep 20, 2023 Direct F1, F2
transaction CIEN Common Stock Tax liability -$9.16K -191 -0.25% $47.96 75.1K Sep 20, 2023 Direct F2, F3
transaction CIEN Common Stock Tax liability -$8.49K -177 -0.24% $47.96 74.9K Sep 20, 2023 Direct F2, F4
transaction CIEN Common Stock Tax liability -$6.28K -131 -0.17% $47.96 74.7K Sep 20, 2023 Direct F2, F5
transaction CIEN Common Stock Tax liability -$9.69K -202 -0.27% $47.96 74.5K Sep 20, 2023 Direct F2, F6
transaction CIEN Common Stock Tax liability -$43K -897 -1.2% $47.96 73.6K Sep 20, 2023 Direct F2, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2019. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 filed on 2/3/2023.
F2 Shares reported include unvested Restricted Stock Units (RSUs).
F3 Represents shares withheld to cover payment of tax liabilities of the reporting person related to a restricted stock until (RSU) award agreement dated 9/8/2020. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 filed on 2/3/2023.
F4 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 filed on 2/3/2023.
F5 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2021. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 filed on 2/3/2023.
F6 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/13/2022. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 filed on 2/3/2023.
F7 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 2/1/2023. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 2/3/2023.