Robert L. Buttermore - 02 Mar 2026 Form 4 Insider Report for ROCKWELL AUTOMATION, INC (ROK)

Role
SVP,Chief Supply Chain Officer
Signature
Danielle White, Attorney-in-fact for Robert L. Buttermore
Issuer symbol
ROK
Transactions as of
02 Mar 2026
Net transactions value
-$1,281,361
Form type
4
Filing time
03 Mar 2026, 18:51:49 UTC
Previous filing
17 Feb 2026
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Buttermore Robert L. SVP,Chief Supply Chain Officer 1201 S 2ND STREET, MILWAUKEE Danielle White, Attorney-in-fact for Robert L. Buttermore 03 Mar 2026 0001963701

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ROK Common Stock Options Exercise $157,144 +800 +24% $196.43 4,078 02 Mar 2026 Direct
transaction ROK Common Stock Options Exercise $259,108 +1,050 +26% $246.77 5,128 02 Mar 2026 Direct
transaction ROK Common Stock Options Exercise $401,666 +1,546 +30% $259.81 6,674 02 Mar 2026 Direct
transaction ROK Common Stock Options Exercise $985,238 +3,525 +53% $279.50 10,199 02 Mar 2026 Direct
transaction ROK Common Stock Options Exercise $478,628 +1,611 +16% $297.10 11,810 02 Mar 2026 Direct
transaction ROK Common Stock Sale $387,857 -979 -8.3% $396.18 10,831 02 Mar 2026 Direct F1, F2
transaction ROK Common Stock Sale $381,340 -960 -8.9% $397.23 9,871 02 Mar 2026 Direct F1, F3
transaction ROK Common Stock Sale $666,032 -1,672 -17% $398.34 8,199 02 Mar 2026 Direct F1, F4
transaction ROK Common Stock Sale $1,369,537 -3,427 -42% $399.63 4,772 02 Mar 2026 Direct F1, F5
transaction ROK Common Stock Sale $434,325 -1,084 -23% $400.67 3,688 02 Mar 2026 Direct F1, F6
transaction ROK Common Stock Sale $164,921 -410 -11% $402.25 3,278 02 Mar 2026 Direct F1, F7
transaction ROK Common Stock Sale $159,132 -400 -12% $397.83 2,878 02 Mar 2026 Direct F8
holding ROK Common Stock 278 02 Mar 2026 By Savings Plan F9

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ROK Employee Stock Option (Right to Buy) Options Exercise $0 -800 -100% $0.000000 0 02 Mar 2026 Common Stock 800 $196.43 Direct F10
transaction ROK Employee Stock Option (Right to Buy) Options Exercise $0 -1,050 -100% $0.000000 0 02 Mar 2026 Common Stock 1,050 $246.77 Direct F10
transaction ROK Employee Stock Option (Right to Buy) Options Exercise $0 -1,546 -100% $0.000000 0 02 Mar 2026 Common Stock 1,546 $259.81 Direct F10
transaction ROK Employee Stock Option (Right to Buy) Options Exercise $0 -3,525 -63% $0.000000 2,063 02 Mar 2026 Common Stock 3,525 $279.50 Direct F10
transaction ROK Employee Stock Option (Right to Buy) Options Exercise $0 -1,611 -31% $0.000000 3,524 02 Mar 2026 Common Stock 1,611 $297.10 Direct F10
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 Shares exercised and sold pursuant to Rule 10b5-1 plan entered into on 11/26/2025.
F2 Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $395.8250 to $396.68. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
F3 Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $396.8250 to $397.50. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
F4 Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $398.00 to $398.88. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
F5 Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $399.18 to $400.10. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
F6 Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $400.23 to $400.8650. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
F7 Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $402.00 to $402.53. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
F8 Sale of shares pursuant to Rule 10b5-1 plan entered into on 11/26/2025.
F9 Includes shares represented by Company stock fund units acquired under the Company Savings Plan since the date last reported for this person based on information furnished by the Plan Administrator as of 12/31/2025. The number of stock fund units represented by the balance of the participant's Company stock fund account may not exactly equal the number of stock fund units represented by a prior balance due to variance in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan.
F10 The option vests in three substantially equal annual installments beginning on the date exercisable.