Joseph Cumello - Dec 20, 2023 Form 4 Insider Report for CIENA CORP (CIEN)

Signature
By: Michelle Rankin For: Joseph Cumello
Stock symbol
CIEN
Transactions as of
Dec 20, 2023
Transactions value $
-$117,099
Form type
4
Date filed
12/22/2023, 09:21 AM
Previous filing
Dec 19, 2023
Next filing
Mar 21, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CIEN Common Stock Tax liability -$6.01K -138 -0.24% $43.58 58.2K Dec 20, 2023 Direct F1, F2
transaction CIEN Common Stock Tax liability -$8.45K -194 -0.33% $43.58 58K Dec 20, 2023 Direct F2, F3
transaction CIEN Common Stock Tax liability -$4.88K -112 -0.19% $43.58 57.9K Dec 20, 2023 Direct F2, F4
transaction CIEN Common Stock Tax liability -$13K -299 -0.52% $43.58 57.6K Dec 20, 2023 Direct F2, F5
transaction CIEN Common Stock Tax liability -$5.36K -123 -0.21% $43.58 57.5K Dec 20, 2023 Direct F2, F6
transaction CIEN Common Stock Tax liability -$7.93K -182 -0.32% $43.58 57.3K Dec 20, 2023 Direct F2, F7
transaction CIEN Common Stock Tax liability -$13.4K -308 -0.54% $43.58 57K Dec 20, 2023 Direct F2, F8
transaction CIEN Common Stock Tax liability -$20K -459 -0.81% $43.58 56.5K Dec 20, 2023 Direct F2, F9
transaction CIEN Common Stock Tax liability -$38K -872 -1.54% $43.58 55.7K Dec 20, 2023 Direct F2, F10
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 filed on 2/3/2023.
F2 Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).
F3 Represents shares withheld to cover payment of tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 10/1/2020. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 filed on 2/3/2023.
F4 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2019. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 filed on 2/3/2023.
F5 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/13/2022. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 filed on 2/3/2023.
F6 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 2/1/2023. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 2/3/2023.
F7 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2021. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 filed on 2/3/2023.
F8 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a market stock unit (MSU) award agreement dated 12/16/2020. The earning of the MSU was previously reported on Table I of the reporting person's Form 4 filed on 12/14/2023.
F9 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/13/2022. The earning of the PSU was previously reported on Table I of the reporting person's Form 4 filed on 12/14/2023.
F10 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/14/2021. This PSU was previously reported on Table I of the reporting person's Form 3 filed on 2/3/2023.