Joseph Cumello - Sep 20, 2023 Form 4 Insider Report for CIENA CORP (CIEN)

Role
SVP, General Mgr. Blue Planet
Signature
By: Michelle Rankin For: Joseph Cumello
Stock symbol
CIEN
Transactions as of
Sep 20, 2023
Transactions value $
-$50,310
Form type
4
Date filed
9/22/2023, 05:39 PM
Previous filing
Sep 19, 2023
Next filing
Oct 17, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CIEN Common Stock Tax liability -$9.35K -195 -0.48% $47.96 40.2K Sep 20, 2023 Direct F1, F2
transaction CIEN Common Stock Tax liability -$6.62K -138 -0.34% $47.96 40.1K Sep 20, 2023 Direct F2, F3
transaction CIEN Common Stock Tax liability -$8.73K -182 -0.45% $47.96 39.9K Sep 20, 2023 Direct F2, F4
transaction CIEN Common Stock Tax liability -$14.3K -299 -0.75% $47.96 39.6K Sep 20, 2023 Direct F2, F5
transaction CIEN Common Stock Tax liability -$5.9K -123 -0.31% $47.96 39.5K Sep 20, 2023 Direct F2, F6
transaction CIEN Common Stock Tax liability -$5.37K -112 -0.28% $47.96 39.4K Sep 20, 2023 Direct F2, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares withheld to cover payment of tax liabilities of the reporting person related to a restricted stock until (RSU) award agreement dated 10/1/2020. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 filed on 2/3/2023.
F2 Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).
F3 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 filed on 2/3/2023.
F4 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2021. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 filed on 2/3/2023.
F5 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/13/2022. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 filed on 2/3/2023.
F6 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 2/1/2023. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 2/3/2023.
F7 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2019. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 filed on 2/3/2023.