Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | SVT | Common Stock | Sale | -$500K | -44.6K | -32.46% | $11.20 | 92.9K | Apr 19, 2023 | Minority ownership interest in purchaser. | F1 |
transaction | SVT | Common Stock | Sale | -$500K | -44.6K | -20.25% | $11.20 | 176K | Apr 20, 2023 | Minority interest in purchaser. | F2 |
Estate of Nicholas D. Trbovich, Sr. is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Id | Content |
---|---|
F1 | 9889 direct and 82986 indirect minority interest owned through purchaser. |
F2 | 9889 direct and 165973 indirect minority interest owned through purchaser. |