Paul D. Rodio - Mar 6, 2023 Form 4/A - Amendment Insider Report for ESTABLISHMENT LABS HOLDINGS INC. (ESTA)

Role: Chief Operating Officer
Signature: /s/ Rajbir S. Denhoy, by power of attorney
Stock symbol: ESTA
Transactions as of: Mar 6, 2023
Transactions value $: $0
Form type: 4/A - Amendment
Date filed: 3/29/2023, 05:06 PM
Date Of Original Report: Mar 8, 2023
Previous filing: Dec 2, 2022

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	ESTA	Common Shares	Other	$0	0		$0.00^*	0	Mar 6, 2023	Direct	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	ESTA	Stock Option (Right to buy)	Other	$0	0		$0.00^*	0	Mar 6, 2023	Common Shares	0	$74.47	Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	This Form 4 reporting an annual award of stock units and stock options under the Issuer's 2018 Equity Incentive Plan was filed in error. Mr. Rodio received a new hire grant at the time he began employment, as previously reported on a Form 4 filed on December 1, 2022. However, pursuant to the terms of his employment, he is not eligible for an additional annual equity award until 2024. As of the date of this amendment, Mr. Rodio beneficially owns no shares of the Issuer's common stock, and he continues to have an option to purchase 50,000 common shares of the Issuer.

Content

This Form 4 reporting an annual award of stock units and stock options under the Issuer's 2018 Equity Incentive Plan was filed in error. Mr. Rodio received a new hire grant at the time he began employment, as previously reported on a Form 4 filed on December 1, 2022. However, pursuant to the terms of his employment, he is not eligible for an additional annual equity award until 2024. As of the date of this amendment, Mr. Rodio beneficially owns no shares of the Issuer's common stock, and he continues to have an option to purchase 50,000 common shares of the Issuer.