| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | SCHW | Common Stock | Sale | -$390K | -5.4K | -0.33% | $72.22 | 1.64M | Oct 17, 2024 | by Trust | F1, F2 |
| transaction | SCHW | Common Stock | Sale | -$1.5M | -20.8K | -1.27% | $72.14 | 1.61M | Oct 17, 2024 | by Trust | F3 |
| transaction | SCHW | Common Stock | Sale | -$260K | -3.6K | -0.65% | $72.22 | 551K | Oct 17, 2024 | by Spouse as Trustee | F1, F4 |
| holding | SCHW | Common Stock | 8.16K | Oct 17, 2024 | Direct | ||||||
| holding | SCHW | Common Stock | 2.8K | Oct 17, 2024 | by LLC |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | The transaction was effected pursuant to a Rule 10b5-l trading plan adopted by the reporting person on November 10, 2023. |
| F2 | This transaction was executed in multiple trades at prices ranging from $71.90 to $72.70. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| F3 | This transaction was executed in multiple trades at prices ranging from $72.045 to $ 72.29. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| F4 | This transaction was executed in multiple trades at prices ranging from $71.92 to $72.70. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |