| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | SCHW | Common Stock | Sale | -$481K | -7.39K | -0.45% | $65.08 | 1.65M | Aug 15, 2024 | by Trust | F1 |
| transaction | SCHW | Common Stock | Sale | -$321K | -4.93K | -0.87% | $65.13 | 562K | Aug 15, 2024 | by Spouse as Trustee | F2 |
| transaction | SCHW | Common Stock | Sale | -$352K | -5.4K | -0.33% | $65.25 | 1.65M | Aug 16, 2024 | by Trust | F3, F4 |
| transaction | SCHW | Common Stock | Sale | -$235K | -3.6K | -0.64% | $65.24 | 559K | Aug 16, 2024 | by Spouse as Trustee | F3, F5 |
| holding | SCHW | Common Stock | 8.16K | Aug 15, 2024 | Direct | ||||||
| holding | SCHW | Common Stock | 2.8K | Aug 15, 2024 | by LLC |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | This transaction was executed in multiple trades at prices ranging from $65.05 to $65.13. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| F2 | This transaction was executed in multiple trades at prices ranging from $65.08 to $65.20. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| F3 | The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 10, 2023. |
| F4 | This transaction was executed in multiple trades at prices ranging from $64.945 to $65.49. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| F5 | This transaction was executed in multiple trades at prices ranging from $64.93 to $65.49. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |