David Soane - Jul 31, 2023 Form 4 Insider Report for Comera Life Sciences Holdings, Inc. (CMRA)

Role
10%+ Owner
Signature
David S. Soane (individually)
Stock symbol
CMRA
Transactions as of
Jul 31, 2023
Transactions value $
$139,986
Form type
4
Date filed
8/2/2023, 09:11 PM
Previous filing
Jan 6, 2023
Next filing
Sep 12, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CMRA Common Stock Purchase $70K +137K +154.31% $0.51 226K Jul 31, 2023 By Trust F1, F2
transaction CMRA Common Stock Purchase $70K +137K +154.31% $0.51 226K Jul 31, 2023 By Trust F3, F4
holding CMRA Common Stock 3.34M Jul 31, 2023 By Trust F5, F6
holding CMRA Common Stock 590K Jul 31, 2023 Direct F7

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CMRA Warrant (right to buy) Purchase $0 +342K $0.00 342K Jul 31, 2023 Common Stock 342K $0.61 By Trust F2
transaction CMRA Warrant (right to buy) Purchase $0 +342K $0.00 342K Jul 31, 2023 Common Stock 342K $0.61 By Trust F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 4,298 Earn-Out Shares. Earn-Out Shares are shares of Common Stock held in escrow, which shares will be released if, at any time prior to May 19, 2024, either (i) the volume-weighted average price of the Common Stock is equal to or greater than $12.50 for twenty trading days within a thirty trading day period or (ii) upon a change of control with aggregate consideration in excess of $12.50 per share of Common Stock.
F2 Held by the Alexander V. Soane 2019 Irrevocable Trust. Members of David Soane's immediate family serve as trustee and are beneficiaries of such trusts. The reporting persons disclaim beneficial ownership except to the extent of their pecuniary interest therein and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purposes
F3 Includes 4,298 Earn-Out Shares
F4 Held by the Nicholas V. Soane 2019 Irrevocable Trust. Members of David Soane's immediate family serve as trustee and are beneficiaries of such trusts. The reporting persons disclaim beneficial ownership except to the extent of their pecuniary interest therein and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purposes
F5 Includes 663,288 Earn-Out Shares.
F6 Held by The Soane Family Trust, of which David Soane is a trustee and members of the Dr. Soane's immediate family are trustees and beneficiaries. Dr. Soane disclaims beneficial ownership except to the extent of his pecuniary interest therein and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purposes
F7 Includes 119,779 Earn-Out Shares