Lesley A. Matt - Sep 12, 2022 Form 4 Insider Report for ENERGY FOCUS, INC/DE (EFOI)

Signature
/s/ James R. Warren as Attorney-in-Fact
Stock symbol
EFOI
Transactions as of
Sep 12, 2022
Transactions value $
$0
Form type
4
Date filed
9/20/2022, 11:50 AM
Next filing
May 2, 2023

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction EFOI Stock Option (Right to buy) Award $0 +150K $0.00 150K Sep 12, 2022 Common Stock 150K $0.75 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Date exercisable applies to one-fourth of the total shares subject to the stock option. The remaining three-fourths vest in equal monthly installments thereafter over a three year period.