Lesley A. Matt - 12 Sep 2022 Form 4 Insider Report for ENERGY FOCUS, INC/DE (EFOI)

Role
Chief Executive Officer
Signature
/s/ James R. Warren as Attorney-in-Fact
Issuer symbol
EFOI
Transactions as of
12 Sep 2022
Net transactions value
$0
Form type
4
Filing time
20 Sep 2022, 11:50:35 UTC
Next filing
02 May 2023
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction EFOI Stock Option (Right to buy) Award $0 +150,000 $0.000000 150,000 12 Sep 2022 Common Stock 150,000 $0.7500 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Date exercisable applies to one-fourth of the total shares subject to the stock option. The remaining three-fourths vest in equal monthly installments thereafter over a three year period.