Samuel Ross Mansbach - Mar 6, 2023 Form 4 Insider Report for ESTABLISHMENT LABS HOLDINGS INC. (ESTA)

Role
GC & Chief Compliance Officer
Signature
/s/ Rajbir S. Denhoy, by power of attorney
Stock symbol
ESTA
Transactions as of
Mar 6, 2023
Transactions value $
$0
Form type
4
Date filed
3/8/2023, 04:02 PM
Previous filing
Aug 31, 2022
Next filing
Mar 19, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ESTA Common Shares Award $0 +2.86K $0.00 2.86K Mar 6, 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ESTA Stock Option (Right to buy) Award $0 +6.93K $0.00 6.93K Mar 6, 2023 Common Shares 6.93K $74.47 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents an award of stock units under the Issuer's 2018 Equity Incentive Plan. One-fourth of the shares subject to the award shall vest on March 6, 2024 and each one-year anniversary thereafter, subject to the Reporting Person continuing as a service provider through such date.
F2 One-fourth of the shares subject to the option shall vest on March 6, 2024 and each one-year anniversary thereafter, subject to the Reporting Person continuing as a service provider through such date.