Clifford R. Griffin - 01 Aug 2022 Form 4 Insider Report for ENERGY FOCUS, INC/DE (EFOI)

Role
SVP, Corp. Controller & CAO
Signature
/s/ James R. Warren, as Attorney-in-Fact
Issuer symbol
EFOI
Transactions as of
01 Aug 2022
Net transactions value
+$4,451
Form type
4
Filing time
23 Aug 2022, 15:16:24 UTC
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction EFOI Stock Option (Right to buy) Award $4,451 +6,000 $0.7418 6,000 01 Aug 2022 Common Stock 6,000 $0.7418 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Date exercisable applies to one-fourth of the total shares subject to the stock option. The award vests in four equal annual installments beginning on August 1, 2023.