Joshua Bohde - Aug 4, 2022 Form 3 Insider Report for Sezzle Inc. (SZL.AX)

Role
Chief Technology Officer
Signature
Timothy M. Joyce, Attorney-in-Fact
Stock symbol
SZL.AX
Transactions as of
Aug 4, 2022
Transactions value $
$0
Form type
3
Date filed
8/10/2022, 05:37 PM
Next filing
Apr 12, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding SZL.AX COMMON STOCK 4.78K Aug 4, 2022 Direct
holding SZL.AX COMMON STOCK 129K Aug 4, 2022 Direct F1
holding SZL.AX COMMON STOCK 349K Aug 4, 2022 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding SZL.AX Stock Options (right to buy) Aug 4, 2022 COMMON STOCK 100K $0.05 Direct F3
holding SZL.AX Stock Options (right to buy) Aug 4, 2022 COMMON STOCK 50K Direct F4, F5
holding SZL.AX Stock Options (right to buy) Aug 4, 2022 COMMON STOCK 50K Direct F5, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflecting an award of restricted stock units vesting 100% on May 1, 2023.
F2 Reflecting an award of restricted stock units vesting 100% on May 29, 2023.
F3 The options vest and become exercisable over 4 years, beginning with 25% on the first anniversary of the vesting commencement date and then in equal monthly installments thereafter. The vesting commencement date is 1/8/2019 and 91,667 options were vested as of the reporting date.
F4 The options vest and become exercisable over 4 years, beginning with 25% on the first anniversary of the vesting commencement date and then in equal monthly installments thereafter. The vesting commencement date is 7/26/2019 and 37,500 options were vested as of the reporting date.
F5 The exercise price of AUD$1.35 per share is reported in Column 4 in US Dollars using a foreign exchange rate of 0.619515 on the grant date.
F6 The options vest and become exercisable over 4 years, beginning with 25% on the first anniversary of the vesting commencement date and then in equal monthly installments thereafter. The vesting commencement date is 4/7/2020 and 28,125 options were vested as of the reporting date.

Remarks:

Exhibit 24.1 Power of Attorney filed herewith.