Joshua Bohde - 04 Aug 2022 Form 3 Insider Report for Sezzle Inc. (SEZL)

Role
Chief Technology Officer
Signature
Timothy M. Joyce, Attorney-in-Fact
Issuer symbol
SEZL
Transactions as of
04 Aug 2022
Net transactions value
$0
Form type
3
Filing time
10 Aug 2022, 17:37:19 UTC
Next filing
12 Apr 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding SZL.AX COMMON STOCK 4,781 04 Aug 2022 Direct
holding SZL.AX COMMON STOCK 128,641 04 Aug 2022 Direct F1
holding SZL.AX COMMON STOCK 349,113 04 Aug 2022 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding SZL.AX Stock Options (right to buy) 04 Aug 2022 COMMON STOCK 100,000 $0.0500 Direct F3
holding SZL.AX Stock Options (right to buy) 04 Aug 2022 COMMON STOCK 50,000 Direct F4, F5
holding SZL.AX Stock Options (right to buy) 04 Aug 2022 COMMON STOCK 50,000 Direct F5, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflecting an award of restricted stock units vesting 100% on May 1, 2023.
F2 Reflecting an award of restricted stock units vesting 100% on May 29, 2023.
F3 The options vest and become exercisable over 4 years, beginning with 25% on the first anniversary of the vesting commencement date and then in equal monthly installments thereafter. The vesting commencement date is 1/8/2019 and 91,667 options were vested as of the reporting date.
F4 The options vest and become exercisable over 4 years, beginning with 25% on the first anniversary of the vesting commencement date and then in equal monthly installments thereafter. The vesting commencement date is 7/26/2019 and 37,500 options were vested as of the reporting date.
F5 The exercise price of AUD$1.35 per share is reported in Column 4 in US Dollars using a foreign exchange rate of 0.619515 on the grant date.
F6 The options vest and become exercisable over 4 years, beginning with 25% on the first anniversary of the vesting commencement date and then in equal monthly installments thereafter. The vesting commencement date is 4/7/2020 and 28,125 options were vested as of the reporting date.

Remarks:

Exhibit 24.1 Power of Attorney filed herewith.