Kara West - 09 Mar 2026 Form 4 Insider Report for CAPITAL ONE FINANCIAL CORP (COF)

Role
Chief Enterprise Risk Officer
Signature
/s/ Blaise F. Brennan (POA on file)
Issuer symbol
COF
Transactions as of
09 Mar 2026
Net transactions value
$0
Form type
4
Filing time
11 Mar 2026, 16:49:37 UTC
Previous filing
18 Feb 2026
SEC
View on sec.gov

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Quoteable Key Fact

"Kara West filed Form 4 for CAPITAL ONE FINANCIAL CORP (COF) on 11 Mar 2026."

Quick Takeaways

  • This page summarizes Kara West's Form 4 filing for CAPITAL ONE FINANCIAL CORP (COF).
  • 2 reported transactions and 0 derivative rows are listed below.
  • Filing timestamp: 11 Mar 2026, 16:49.

What Changed

  • Previous filing in this sequence was filed on 18 Feb 2026.
  • Current net transaction value: $0.

Why This Matters

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Official SEC Source

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

See Original Filing

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
West Kara Chief Enterprise Risk Officer 1680 CAPITAL ONE DRIVE, MCLEAN /s/ Blaise F. Brennan (POA on file) 11 Mar 2026 0001938284

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction COF Common Stock Award +4,477 +10% $0.000000* 48,685 09 Mar 2026 Direct F1, F2
transaction COF Common Stock Tax liability -2,020 -4.1% $185.73* 46,665 09 Mar 2026 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares were earned pursuant to an award of performance shares granted on January 26, 2023 , as amended on November 2, 2023, based on the Company's Common Dividends + Growth of Tangible Book Value per Share and Adjusted ROTCE against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant.
F2 Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.
F3 These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares. This share withholding was authorized in the performance share award agreement.

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