Michael Zamsky - 12 May 2025 Form 4 Insider Report for CAPITAL ONE FINANCIAL CORP (COF)

Role
Chief Credit & Fin'l Risk Off.
Signature
/s/ Blaise F. Brennan (POA on file)
Issuer symbol
COF
Transactions as of
12 May 2025
Net transactions value
-$1,906,311
Form type
4
Filing time
14 May 2025, 17:12:12 UTC
Previous filing
12 Mar 2025
Next filing
06 Aug 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Zamsky Michael Chief Credit & Fin'l Risk Off. 1680 CAPITAL ONE DRIVE, MCLEAN /s/ Blaise F. Brennan (POA on file) 14 May 2025 0001938261

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction COF Common Stock Sale $643,833 -3,243 -11% $198.53 26,406 12 May 2025 Direct F1, F2
transaction COF Common Stock Sale $595,947 -2,989 -11% $199.38 23,417 12 May 2025 Direct F1, F3
transaction COF Common Stock Sale $666,532 -3,328 -14% $200.28 20,089 12 May 2025 Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 This transaction was executed pursuant to a trading plan entered into by the reporting person on August 13, 2024, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $197.89 to $198.85. Information regarding the number of shares sold at each price will be provided upon request.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $198.89 to $199.88. Information regarding the number of shares sold at each price will be provided upon request.
F4 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $199.97 to $200.85. Information regarding the number of shares sold at each price will be provided upon request.