Jeremy Rishel - 16 Mar 2026 Form 4 Insider Report for SoFi Technologies, Inc. (SOFI)

Role
Chief Technology Officer
Signature
/s/ Deanna M. Smith, Attorney-in-Fact
Issuer symbol
SOFI
Transactions as of
16 Mar 2026
Net transactions value
-$1,655,118
Form type
4
Filing time
18 Mar 2026, 20:16:31 UTC
Previous filing
13 Mar 2026
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Rishel Jeremy Chief Technology Officer C/O SOFI TECHNOLOGIES, INC., 234 1ST STREET, SAN FRANCISCO /s/ Deanna M. Smith, Attorney-in-Fact 18 Mar 2026 0001934200

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SOFI Common Stock Options Exercise +271,752 +34% 1,066,350 16 Mar 2026 Direct F1
transaction SOFI Common Stock Options Exercise +28,748 +2.7% 1,095,098 16 Mar 2026 Direct F1
transaction SOFI Common Stock Tax liability -160,500 -15% $17.62* 934,598 17 Mar 2026 Direct F2
transaction SOFI Common Stock Sale $1,655,118 -94,958 -10% $17.43 839,640 18 Mar 2026 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SOFI Restricted Stock Unit Options Exercise -271,752 -34% $0.000000* 536,698 16 Mar 2026 Common Stock 271,752 Direct F1, F4
transaction SOFI Restricted Stock Unit Options Exercise -28,748 -11% $0.000000* 244,362 16 Mar 2026 Common Stock 28,748 Direct F1, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.
F2 Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.
F3 The sale reported on this Form 4 was completed pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person on June 2, 2025.
F4 Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on July 20, 2022 and March 13, 2024.
F5 Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 13, 2025.