William Wildman - Jun 13, 2019 Form 3 Insider Report for NOBLE ROMANS INC (NROM)

Role
Director
Signature
/s/ William Wildman
Stock symbol
NROM
Transactions as of
Jun 13, 2019
Transactions value $
$0
Form type
3
Date filed
6/10/2022, 11:37 AM
Next filing
Jun 10, 2022

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding NROM Non-Qualified Stock Option Jun 13, 2019 Common Stock 35K $0.60 Direct F1
holding NROM Warrant Jun 13, 2019 Common Stock 125K $1.00 See footnote F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Vests on the earlier of (i) one-third on the first anniversary of the grant date, one-third on the second anniversary of the grant date and one-third on the third anniversary of the grant date; or (ii) 25% when the closing price of the Common Stock reaches $2.00 per share, 25% when the closing price of the Common Stock reaches $3.00 per share and the balance when the closing price of the Common Stock reaches $4.00 per share.
F2 Held by Pinnacle Commercial Capital, LLC. The Reporting Person is the sole member, President and Chief Executive Officer of Pinnacle.