Michael Rost - 09 May 2022 Form 3 Insider Report for NICHOLAS FINANCIAL INC (NICK)

Role
interim CEO
Signature
/s/ Michael Rost
Issuer symbol
NICK
Transactions as of
09 May 2022
Transactions value $
$0
Form type
3
Filing time
19 May 2022, 07:56:32 UTC
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding NICK COMMON STOCK 1K 09 May 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding NICK OPTIONS TO PURCHASE COMMON STOCK 09 May 2022 COMMON STOCK 5K $12.68 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The options vested in five equal annual installments beginning on November 6, 2015.