Rudy Murgo - 02 May 2022 Form 3 Insider Report for NUSCALE POWER Corp (SMR)

Role
Treasurer
Signature
Patrick C. Cannon, attorney-in-fact for Rudolph Murgo
Issuer symbol
SMR
Transactions as of
02 May 2022
Net transactions value
$0
Form type
3
Filing time
12 May 2022, 11:07:42 UTC
Next filing
11 Jul 2022
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding SMR Employee Stock Option (right to buy) 02 May 2022 Class A Common Stock 7,794 $4.10 Direct F1
holding SMR Employee Stock Option (right to buy) 02 May 2022 Class A Common Stock 17,320 $6.41 Direct F2
holding SMR Employee Stock Option (right to buy) 02 May 2022 Class A Common Stock 17,320 $6.41 Direct F3
holding SMR Employee Stock Option (right to buy) 02 May 2022 Class A Common Stock 10,392 $9.53 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The option became exercisable for 25% of the shares on July 1, 2019, and for 1/48th of the shares at the end of each one-month period thereafter, so that the option will become fully exercisable on July 1, 2022.
F2 The option became exercisable for 25% of the shares on April 1, 2021, and for 1/48th of the shares at the end of each one-month period thereafter, so that the option will become fully exercisable on April 1, 2024.
F3 The option will become exercisable for 25% of the shares on November 1, 2022, and for 1/48th of the shares at the end of each one-month period thereafter, so that the option will become fully exercisable on November 1, 2025.
F4 The option will become exercisable for 25% of the shares on January 4, 2023, and for 1/48th of the shares at the end of each one-month period thereafter, so that the option will become fully exercisable on January 4, 2026.