EMILY HALVERSON - 02 Nov 2023 Form 4 Insider Report for ALASKA AIR GROUP, INC. (ALK)

Signature
/s/ Howard Kuppler, by power of attorney
Issuer symbol
ALK
Transactions as of
02 Nov 2023
Net transactions value
$0
Form type
4
Filing time
06 Nov 2023, 17:21:44 UTC
Previous filing
07 Mar 2023
Next filing
05 Dec 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding ALK COMMON STOCK 5,892 02 Nov 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ALK RESTRICTED STOCK UNITS Award $0 +2,910 $0.000000 2,910 02 Nov 2023 COMMON STOCK 2,910 $0.000000 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 338 shares acquired under the Alaska Air Group, Inc. Employee Stock Purchase Plan (the ESPP) on April 30, 2023, and 228 shares acquired under the ESPP on October 31, 2023, in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c).
F2 Each restricted stock unit (RSUs) represents a contingent right to receive one share of ALK common stock.
F3 The RSUs vest in three annual installments of 970 shares beginning on the first anniversary of the grant date.