Gumer Alvero - 09 Feb 2026 Form 4 Insider Report for AMERIPRISE FINANCIAL INC (AMP)

Role
PRESIDENT-INSURANCE&ANNUITIES
Signature
/s/ Wendy B. Mahling for Gumer Alvero
Issuer symbol
AMP
Transactions as of
09 Feb 2026
Net transactions value
-$3,981,691
Form type
4
Filing time
11 Feb 2026, 16:06:30 UTC
Previous filing
03 Feb 2026
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Alvero Gumer PRESIDENT-INSURANCE&ANNUITIES GENERAL COUNSEL'S OFFICE, 1098 AMERIPRISE FINANCIAL CENTER, MINNEAPOLIS /s/ Wendy B. Mahling for Gumer Alvero 11 Feb 2026 0001915877

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AMP Common Stock Options Exercise $616,492 +3,428 +58% $179.84 9,364 09 Feb 2026 Direct
transaction AMP Common Stock Options Exercise $617,320 +4,865 +52% $126.89 14,229 09 Feb 2026 Direct
transaction AMP Common Stock Tax liability $2,686,756 -4,950 -35% $542.78 9,279 09 Feb 2026 Direct
transaction AMP Common Stock Sale $2,528,746 -4,658 -50% $542.88 4,621 09 Feb 2026 Direct F1
holding AMP Common Stock 1,064 09 Feb 2026 By 401(k) Plan F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AMP Employee Stock Option (right to buy) Options Exercise $0 -3,428 -100% $0.000000 0 09 Feb 2026 Common Stock 3,428 $179.84 Direct F3
transaction AMP Employee Stock Option (right to buy) Options Exercise $0 -4,865 -100% $0.000000 0 09 Feb 2026 Common Stock 4,865 $126.89 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects the weighted average price of 4,658 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 9, 2026 with sale prices ranging from $542.61 to $542.955 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F2 Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of February 9, 2026. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock.
F3 Fully vested.