| Type | Sym | Class | Transaction | Value $ | Shares | Change % | Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| holding | N/A | Common shares of beneficial interest, Class I | 11,620,694 | Nov 1, 2023 | See Explanation of Responses | F1, F2, F3 | |||||
| holding | N/A | Common shares of beneficial interest, Class I | 160,610 | Nov 1, 2023 | See Explanation of Responses | F2, F3, F4 |
| Id | Content |
|---|---|
| F1 | These securities are held directly by AGTB BDC Holdings, L.P. ("BDC Holdings"), whose sole general partner is AGTB BDC Holdings GP LLC ("BDC Holdings GP"). Angelo, Gordon & Co., L.P. ("Angelo Gordon") is the investment advisor to BDC Holdings and sole member of BDC Holdings GP. |
| F2 | On May 14, 2023, TPG Inc. and certain of its affiliated entities entered into a transaction agreement (the "Transaction Agreement") with Angelo Gordon and AG Funds, L.P. and certain of their affiliated entities pursuant to which TPG Inc. agreed to acquire Angelo Gordon and AG Funds, L.P. on the terms and subject to the conditions set forth in the Transaction Agreement (the "Transaction"). As a result of the Transaction's consummation on November 1, 2023, each of David Bonderman, James G. Coulter, Jon Winkelried and TPG GP A, LLC (collectively, the "Reporting Persons") may be deemed to be the indirect beneficial owner of the securities reported herein. The Reporting Persons disclaim beneficial ownership of the securities reported herein, except to the extent of their pecuniary interest therein, if any. |
| F3 | Pursuant to Rule 16a-1(a)(4) under the Securities and Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests. |
| F4 | These securities are held directly by Angelo Gordon. |
(5) The Reporting Persons are jointly filing this Form 3 pursuant to Rule 16a-3(j) under the Exchange Act. (6) Gerald Neugebauer is signing on behalf of both Messrs. Bonderman and Coulter pursuant to authorization and designation letters dated February 26, 2020, which were previously filed with the Securities and Exchange Commission. (7) Gerald Neugebauer is signing on behalf of Mr. Winkelried pursuant to the authorization and designation letter dated October 12, 2020, which was previously filed with the Securities and Exchange Commission.