John L. Hopkins - May 2, 2022 Form 3 Insider Report for NUSCALE POWER Corp (SMR)

Role
Chief Executive Officer, Director
Signature
Patrick C. Cannon, attorney-in-fact for John L. Hopkins
Stock symbol
SMR
Transactions as of
May 2, 2022
Transactions value $
$0
Form type
3
Date filed
5/12/2022, 03:51 PM
Next filing
Jul 11, 2022

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding SMR Employee Stock Option (right to buy) May 2, 2022 Class A Common Stock 1.33M $3.24 Direct F1
holding SMR Employee Stock Option (right to buy) May 2, 2022 Class A Common Stock 260K $6.41 Direct F2
holding SMR Employee Stock Option (right to buy) May 2, 2022 Class A Common Stock 1.73K $6.41 By immediate family member F3, F4
holding SMR Employee Stock Option (right to buy) May 2, 2022 Class A Common Stock 2.6K $3.24 By daughter A F4, F5
holding SMR Employee Stock Option (right to buy) May 2, 2022 Class A Common Stock 2.6K $3.24 By daughter B F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The option became exercisable for 25% of the shares on March 1, 2018, and for 1/48th of the shares at the end of each one-month period thereafter, so that the option became fully exercisable on March 1, 2022.
F2 The option became exercisable for 25% of the shares on April 1, 2021, and for 1/48th of the shares at the end of each one-month period thereafter, so that the option will become fully exercisable on April 1, 2024.
F3 The option will become exercisable for 25% of the shares on November 1, 2022, and for 1/48th of the shares at the end of each one-month period thereafter, so that the option will become fully exercisable on November 1, 2025.
F4 The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
F5 The option became exercisable for 25% of the shares on January 1, 2022, and for 1/48th of the shares at the end of each one-month period thereafter, so that the option will become fully exercisable on January 1, 2024.