| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Ferraro Christopher C | President and CIO | C/O GALAXY DIGITAL INC., 300 VESEY STREET, NEW YORK | /s/ Frances Fuqua, Attorney-in-Fact for Christopher Ferraro | 05 Feb 2026 | 0001912609 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | GLXY | Class A Common Stock | Award | +174,262 | +25% | 862,183 | 03 Feb 2026 | Direct | F1, F2, F3 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| holding | GLXY | Stock Options | 81,319 | 03 Feb 2026 | Class A Common Stock | 81,319 | $9.63 | Direct | F4, F5 | |||||
| holding | GLXY | Stock Options | 1,000,000 | 03 Feb 2026 | Class A Common Stock | 1,000,000 | $4.83 | Direct | F4, F6 | |||||
| holding | GLXY | Stock Options | 409,271 | 03 Feb 2026 | Class A Common Stock | 409,271 | $11.77 | Direct | F4, F7 | |||||
| holding | GLXY | Class B Common Stock | 3,411,001 | 03 Feb 2026 | Class A Common Stock | 3,411,001 | Direct | F8 |
| Id | Content |
|---|---|
| F1 | Represents 174,262 shares of Class A common stock issuable upon the vesting of restricted stock units ("RSUs"). |
| F2 | Each RSU represents the right to receive one share of the Company's Class A common stock. |
| F3 | Includes 444,297 shares of Class A common stock to be delivered in settlement of RSUs. An RSU award was granted on March 29, 2023 where 57,987 are scheduled to vest on March 1, 2026. An RSU award was granted on March 27, 2024 where 59,400 are scheduled to vest on March 1, 2026 and 61,200 are scheduled to vest on March 1, 2027. 91,448 RSUs were granted on March 31, 2025 where 30,483 are scheduled to vest on March 1, 2026 and the remainder are scheduled to vest in eight equal quarterly installments thereafter. 174,262 RSUs were granted on February 3, 2026, where 57,506 are scheduled to vest on March 1, 2027 and the remainder are scheduled to vest in eight equal quarterly installments thereafter. The RSU awards, in each case, are subject to continued service through the applicable vesting date. |
| F4 | The exercise price is reported here in US dollars, and was previously reported on the Form 3 in Canadian dollars. |
| F5 | This option vests over three years from March 1, 2024, with 1/3 vesting on the each of the first three anniversaries of such date, subject to continued service through the relevant vesting date. |
| F6 | This option vests over three years from March 1, 2023, with 1/3 vesting on the each of the first three anniversaries of such date, subject to continued service through the relevant vesting date. |
| F7 | This option vests over three years from March 1, 2025, with 1/3 vesting on the each of the first three anniversaries of such date, subject to continued service through the relevant vesting date. |
| F8 | Each share of Class B common stock will entitle its holder to one vote per share on all matters submitted to a vote of the issuer's stockholders. Initially, the issuer expects that the number of issued and outstanding shares of Class B common stock will be equal to the number of issued and outstanding LP Units of GDH LP not held by the issuer or one of its subsidiaries, and that such LP Units will be redeemable or exchangeable, on a one-for-one basis, for shares of Class A Common Stock. |
Exhibits - Exhibit 24 - Power of Attorney