William Davies - 31 Jan 2026 Form 4 Insider Report for AMERIPRISE FINANCIAL INC (AMP)

Role
EXECUTIVE VP, GLOBAL CIO
Signature
/s/ Wendy B. Mahling for William Davies
Issuer symbol
AMP
Transactions as of
31 Jan 2026
Net transactions value
-$41,158
Form type
4
Filing time
03 Feb 2026, 20:58:47 UTC
Previous filing
29 Jan 2026
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Davies William EXECUTIVE VP, GLOBAL CIO GENERAL COUNSEL'S OFFICE, 1098 AMERIPRISE FINANCIAL CENTER, MINNEAPOLIS /s/ Wendy B. Mahling for William Davies 03 Feb 2026 0001910206

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AMP Common Stock Disposed to Issuer $41,158 -78 -0.55% $527.19 14,000 31 Jan 2026 Direct
transaction AMP Common Stock Award $0 +529 +3.8% $0.000000 14,529 02 Feb 2026 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AMP Employee Stock Option (right to buy) Award $0 +1,729 $0.000000 1,729 02 Feb 2026 Common Stock 1,729 $532.18 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from February 2, 2026.