Thomas Christopher Pledger - Aug 26, 2022 Form 3 Insider Report for Westrock Coffee Co (WEST)

Role
CHIEF FINANCIAL OFFICER
Signature
/s/ Thomas Christopher Pledger
Stock symbol
WEST
Transactions as of
Aug 26, 2022
Transactions value $
$0
Form type
3
Date filed
8/26/2022, 04:25 PM
Next filing
Aug 29, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding WEST COMMON STOCK 96.7K Aug 26, 2022 Direct
holding WEST COMMON STOCK 119K Aug 26, 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding WEST Stock Option (right to buy) Aug 26, 2022 Common Stock 23K $9.54 Direct F2
holding WEST Stock Option (right to buy) Aug 26, 2022 Common Stock 23K $9.54 Direct F2
holding WEST Stock Option (right to buy) Aug 26, 2022 Common Stock 9.84K $9.54 Direct F2
holding WEST Stock Option (right to buy) Aug 26, 2022 Common Stock 6.56K $9.54 Direct F2
holding WEST Stock Option (right to buy) Aug 26, 2022 Common Stock 45.9K $9.54 Direct F2, F3
holding WEST Stock Option (right to buy) Aug 26, 2022 Common Stock 29.5K $9.54 Direct F2, F4
holding WEST Stock Option (right to buy) Aug 26, 2022 Common Stock 19.7K $9.54 Direct F2, F5
holding WEST Stock Option (right to buy) Aug 26, 2022 Common Stock 91.8K $9.54 Direct F2, F6
holding WEST Stock Option (right to buy) Aug 26, 2022 Common Stock 39.3K $9.54 Direct F2, F6
holding WEST Stock Option (right to buy) Aug 26, 2022 Common Stock 26.2K $9.54 Direct F2, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Consists of 118,759 shares of restricted common stock, par value $0.01 per share, of Issuer ("Common Stock"), which shares shall vest and become unrestricted on February 28, 2023, subject to certain forfeiture conditions.
F2 Each stock option is exercisable for one share of Common Stock.
F3 Consists of unvested options. 22,951 stock options will vest on 4/22/2023 and 22,952 stock options will vest on 4/22/2024, subject to certain forfeiture conditions. The options will be exercisable from their vesting date.
F4 Consists of unvested options. 9,836 stock options will vest on 4/30/2023, 9,836 options will vest on 4/30/2024 and 9,837 stock options will vest on 4/30/2025, subject to certain forfeiture conditions. The options will be exercisable from their vesting date.
F5 Consists of unvested options. 6,558 stock options will vest on 7/30/2023, 6,557 options will vest on 7/30/2024 and 6,558 stock options will vest on 7/30/2025, subject to certain forfeiture conditions. The options will be exercisable from their vesting date.
F6 Consists of unvested options. These options will vest if the simple average of the daily volume weighted average price per share of Common Stock for 10 trading days in any consecutive 30-day period equals $18.50 per share, and are subject to certain forfeiture conditions.

Remarks:

Exhibit 24 - Power of Attorney