| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | NCNO | Common Stock | Sale | -$375K | -10K | -4.23% | $37.50 | 226K | Oct 21, 2024 | By William J. Ruh Trust, U/T/A | F1, F2 |
| holding | NCNO | Common Stock | 29.5K | Oct 21, 2024 | Direct |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 16, 2024. |
| F2 | These Shares are held directly by the William J. Ruh Trust, U/T/A, for which the reporting person is sole trustee. |