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Signature
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/s/ Jeanette Sellers, Attorney-in-fact for Gregory Orenstein
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Stock symbol
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NCNO
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Transactions as of
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Oct 11, 2024
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Transactions value $
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-$130,271
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Form type
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4
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Date filed
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10/16/2024, 04:12 PM
Transactions Table
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
| transaction |
NCNO |
Common Stock |
Options Exercise |
$2.23K |
+448 |
+0.16% |
$4.98 |
277K |
Oct 11, 2024 |
Direct |
F1 |
| transaction |
NCNO |
Common Stock |
Sale |
-$15.7K |
-448 |
-0.16% |
$35.00 |
277K |
Oct 11, 2024 |
Direct |
F1 |
| transaction |
NCNO |
Common Stock |
Options Exercise |
$19.3K |
+3.89K |
+1.4% |
$4.98 |
281K |
Oct 14, 2024 |
Direct |
F1 |
| transaction |
NCNO |
Common Stock |
Sale |
-$136K |
-3.89K |
-1.38% |
$35.05 |
277K |
Oct 14, 2024 |
Direct |
F1, F2 |
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
| transaction |
NCNO |
Stock Options (Right to Buy) |
Options Exercise |
$0 |
-448 |
-10.34% |
$0.00 |
3.89K |
Oct 11, 2024 |
Common Stock |
448 |
$4.98 |
Direct |
F1, F3 |
| transaction |
NCNO |
Stock Options (Right to Buy) |
Options Exercise |
$0 |
-3.89K |
-100% |
$0.00 |
0 |
Oct 14, 2024 |
Common Stock |
3.89K |
$4.98 |
Direct |
F1, F3 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses: