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Signature
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/s/ Jeanette Sellers
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Stock symbol
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NCNO
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Transactions as of
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Jan 5, 2024
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Transactions value $
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-$94,209
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Form type
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4
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Date filed
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1/9/2024, 04:04 PM
Transactions Table
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
| transaction |
NCNO |
Common Stock |
Options Exercise |
$44.1K |
+3K |
+12.91% |
$14.71 |
26.2K |
Jan 5, 2024 |
Direct |
|
| transaction |
NCNO |
Common Stock |
Sale |
-$130K |
-3.85K |
-14.67% |
$33.73 |
22.4K |
Jan 5, 2024 |
Direct |
F1 |
| transaction |
NCNO |
Common Stock |
Sale |
-$8.49K |
-253 |
-1.13% |
$33.54 |
22.1K |
Jan 8, 2024 |
Direct |
F2 |
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
| transaction |
NCNO |
Stock Option (Right to Buy) |
Options Exercise |
$0 |
-3K |
-100% |
$0.00* |
0 |
Jan 5, 2024 |
Common Stock |
3K |
$14.71 |
Direct |
F3 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses: