Atalaya Capital Management LP - Dec 6, 2021 Form 3 Insider Report for Boxed, Inc. (BOXDQ)

Role
10%+ Owner
Signature
Atalaya Capital Management LP By: /s/ Drew Phillips, Authorized Signatory
Stock symbol
BOXDQ
Transactions as of
Dec 6, 2021
Transactions value $
$0
Form type
3
Date filed
12/15/2021, 10:56 AM
Previous filing
Oct 19, 2021
Next filing
Dec 15, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding BOXDQ Common Stock 6.5M Dec 6, 2021 By ACM ARRT D VII LLC F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding BOXDQ Warrants Dec 6, 2021 Common Stock 10K $11.50 By Atalaya Special Purpose Investment Fund LP F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 ACM ARRT VII D LLC ("ARRT") acquired shares of Class A Common Stock, par value $0.0001 per share, of Seven Oaks Acquisition Corp., prior to the closing of the Issuer's Business Combination on December 8, 2021. Following the Issuer's Business Combination, the Class A Common Stock were converted to Common Stock, par value $0.0001 per share of the Issuer on a share-for-share basis and Seven Oaks Acquisition Corp. was renamed Boxed, Inc.
F2 Atalaya Capital Management LP ("ACM") is the investment manager of ARRT. ACM disclaims beneficial ownership over such shares except to the extent of its pecuniary interest therein, if any.
F3 The warrants will become exercisable commencing on the later of 12 months from the closing of Seven Oaks Acquisition Corp's initial public offering or 30 days after the completion of the Issuer's initial business combination, and will expire five years after the completion of the Issuer's initial business combination or earlier upon redemption or liquidation.
F4 ACM is the investment manager of Atalaya Special Purpose Investment Fund LP ("ASPIF"). ACM disclaims beneficial ownership over the securities held of record by ASPIF except to the extent of its pecuniary interest therein, if any.