Atalaya Capital Management LP - 06 Dec 2021 Form 3 Insider Report for Boxed, Inc.

Role
10%+ Owner
Signature
Atalaya Capital Management LP By: /s/ Drew Phillips, Authorized Signatory
Issuer symbol
N/A
Transactions as of
06 Dec 2021
Net transactions value
$0
Form type
3
Filing time
15 Dec 2021, 10:56:32 UTC
Previous filing
19 Oct 2021
Next filing
15 Dec 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding BOXDQ Common Stock 6,504,768 06 Dec 2021 By ACM ARRT D VII LLC F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding BOXDQ Warrants 06 Dec 2021 Common Stock 10,000 $11.50 By Atalaya Special Purpose Investment Fund LP F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 ACM ARRT VII D LLC ("ARRT") acquired shares of Class A Common Stock, par value $0.0001 per share, of Seven Oaks Acquisition Corp., prior to the closing of the Issuer's Business Combination on December 8, 2021. Following the Issuer's Business Combination, the Class A Common Stock were converted to Common Stock, par value $0.0001 per share of the Issuer on a share-for-share basis and Seven Oaks Acquisition Corp. was renamed Boxed, Inc.
F2 Atalaya Capital Management LP ("ACM") is the investment manager of ARRT. ACM disclaims beneficial ownership over such shares except to the extent of its pecuniary interest therein, if any.
F3 The warrants will become exercisable commencing on the later of 12 months from the closing of Seven Oaks Acquisition Corp's initial public offering or 30 days after the completion of the Issuer's initial business combination, and will expire five years after the completion of the Issuer's initial business combination or earlier upon redemption or liquidation.
F4 ACM is the investment manager of Atalaya Special Purpose Investment Fund LP ("ASPIF"). ACM disclaims beneficial ownership over the securities held of record by ASPIF except to the extent of its pecuniary interest therein, if any.