Jolene Lau Marshall - 12 Nov 2021 Form 3 Insider Report for SMARTSHEET INC

Role
Chief Legal Officer
Signature
/s/ Paul Porrini as attorney-in-fact for Jolene Marshall
Issuer symbol
N/A
Transactions as of
12 Nov 2021
Net transactions value
$0
Form type
3
Filing time
17 Nov 2021, 19:30:47 UTC
Next filing
17 Nov 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding SMAR Class A Common Stock 7,366 12 Nov 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding SMAR Stock Option (right to buy Class A Common Stock) 12 Nov 2021 Class A Common Stock 27,394 $9.53 Direct F1
holding SMAR Stock Option (right to buy Class A Common Stock) 12 Nov 2021 Class A Common Stock 14,000 $9.53 Direct F2
holding SMAR Stock Option (right to buy Class A Common Stock) 12 Nov 2021 Class A Common Stock 9,226 $62.56 Direct F3
holding SMAR Restricted Stock Units (RSU) (Class A) 12 Nov 2021 Class A Common Stock 2,091 Direct F4, F5
holding SMAR Restricted Stock Units (RSU) (Class A) 12 Nov 2021 Class A Common Stock 7,151 Direct F5, F6
holding SMAR Restricted Stock Units (RSU) (Class A) 12 Nov 2021 Class A Common Stock 7,434 Direct F5, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The option is fully vested and exercisable.
F2 The option vested as to 25% of the total shares on February 1, 2019 and then 2.0833% of the total shares vest monthly thereafter, with 100% of the total shares vested and exercisable on February 1, 2022, subject to continued service through each vesting date.
F3 The option vests as to 25% of the total shares on February 15, 2022 and then 6.25% of the total shares vest quarterly thereafter, with 100% of the total shares vested and exercisable on February 15, 2025, subject to continued service through each vesting date.
F4 The RSUs vested as to 25% of the total shares on February 15, 2020 and then 6.25% of the total shares vest quarterly thereafter, subject to continued service through each vesting date.
F5 Each RSU represents a contingent right to receive 1 share of the issuer's Class A Common Stock upon settlement.
F6 The RSUs vested as to 25% of the total shares on February 15, 2021 and then 6.25% of the total shares vest quarterly thereafter, subject to continued service through each vesting date.
F7 The RSUs vest as to 25% of the total shares on February 15, 2022 and then 6.25% of the total shares vest quarterly thereafter, subject to continued service through each vesting date.

Remarks:

Exhibit List - Exhibit 24 - Power of Attorney