Robert J. Scaringe - 09 Jul 2025 Form 4 Insider Report for Rivian Automotive, Inc. / DE (RIVN)

Signature
/s/ Jamie Chung, Attorney-in-Fact
Issuer symbol
RIVN
Transactions as of
09 Jul 2025
Net transactions value
$0
Form type
4
Filing time
11 Jul 2025, 18:00:22 UTC
Previous filing
19 May 2025
Next filing
19 Aug 2025

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Scaringe Robert J Chief Executive Officer, Director C/O RIVIAN AUTOMOTIVE, INC., 14600 MYFORD ROAD, IRVINE /s/ Jamie Chung, Attorney-in-Fact 11 Jul 2025 0001891517

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RIVN Class A Common Stock Other $0 -88,061 -5.9% $0.000000 1,395,050 09 Jul 2025 Direct F1
transaction RIVN Class A Common Stock Conversion of derivative security +3,912,500 +85147% 3,917,095 09 Jul 2025 By LLC F1, F2, F3
transaction RIVN Class A Common Stock Other $0 -3,914,798 -100% $0.000000 2,297 09 Jul 2025 By LLC F1
holding RIVN Class A Common Stock 2,632,766 09 Jul 2025 By Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RIVN Class B Common Stock Conversion of derivative security $0 -3,912,500 -50% $0.000000 3,912,500 09 Jul 2025 Class A Common Stock 3,912,500 $0.000000 By LLC F1, F2, F3
transaction RIVN Stock Option Other $0 -3,642,631 -50% $0.000000 3,642,631 09 Jul 2025 Class A Common Stock 3,642,631 $2.63 Direct F1, F4
transaction RIVN Stock Option Other $0 -500,000 -50% $0.000000 500,000 09 Jul 2025 Class A Common Stock 500,000 $3.36 Direct F1, F4
transaction RIVN Stock Option Other $0 -1,863,133 -6.9% $0.000000 25,278,128 09 Jul 2025 Class A Common Stock 1,863,133 $21.72 Direct F1, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents securities transferred to the Reporting Person's former spouse pursuant to a divorce settlement. The securities owned by the former spouse are not beneficially owned by the Reporting Person.
F2 Upon transfer to the Reporting Person's former spouse, the shares of Class B Common Stock automatically converted into shares of the Issuer's Class A Common Stock.
F3 The Class B Common Stock is convertible at any time at the option of the holder into the Issuer's Class A Common Stock on a one-to-one basis. The Class B Common Stock will automatically convert into shares of the Issuer's Class A Common Stock on a one-to-one basis upon the earliest of (a) a date fixed by the Issuer's board of directors that is not less than 60 days nor more than 180 days following the death or disability of the Reporting Person, (b) the five year anniversary of the date of the closing of the Issuer's initial public offering ("IPO") and (c) the date fixed by the Issuer's board of directors that is no less than 61 days and no more than 180 days following the date that the number of outstanding shares of Class B Common Stock represents less than 30% of the shares of Class B Common Stock outstanding immediately following the IPO.
F4 The stock option is fully vested and exercisable.
F5 The stock option grant has vested, or will vest, with respect to the original grant relating to 27,141,261 shares of Class Common Stock, as to (i) 6,785,315 shares underlying the stock option in 6 substantially equal annual installments beginning on the first anniversary of the Issuer's IPO and (ii) 20,355,946 shares underlying the stock option based on the per share price of the Issuer's Class A Common Stock exceeding various thresholds.