Todd Girolamo - Jan 10, 2022 Form 4 Insider Report for CALADRIUS BIOSCIENCES, INC. (LSTA)

Role
CLO, SVP of Corp Dev
Signature
Todd C. Girolamo
Stock symbol
LSTA
Transactions as of
Jan 10, 2022
Transactions value $
-$20,045
Form type
4
Date filed
1/12/2022, 03:20 PM
Previous filing
Nov 8, 2021
Next filing
Jan 18, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LSTA Common Stock Award $0 +129K +219.86% $0.00 188K Jan 10, 2022 Direct F1, F2
transaction LSTA Common Stock Tax liability -$16K -17.4K -9.27% $0.92 170K Jan 10, 2022 Direct F2, F3
transaction LSTA Common Stock Tax liability -$4.09K -4.72K -2.77% $0.87 166K Jan 11, 2022 Direct F3, F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LSTA Stock Option (Right to Buy) Award $0 +65K $0.00 65K Jan 10, 2022 Common Stock 65K $0.92 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents 129,000 restricted stock awards granted under the Issuer's 2018 Equity Incentive Compensation Plan. The restricted stock awards vest in four equal installments, with one-fourth of the shares vesting on the date of grant and an additional one-fourth vesting on each of the first, second and third annual anniversaries of the grant date.
F2 Includes 136,500 unvested restricted stock.
F3 Shares withheld as payment of a tax liability on vesting of restricted stock.
F4 Includes 127,750 unvested restricted stock.
F5 One-fourth of the shares underlying the stock options vest immediately on the grant date, with an additional one-fourth vesting on each of the first, second and third annual anniversaries of the grant date.