Clint Brown - Dec 1, 2021 Form 4 Insider Report for Resonant Inc (RESN)

Role
Senior VP, Sales and Marketing
Signature
/s/Martin S. McDermut, Attorney-In-Fact
Stock symbol
RESN
Transactions as of
Dec 1, 2021
Transactions value $
$0
Form type
4
Date filed
12/3/2021, 07:43 PM
Previous filing
Oct 18, 2021
Next filing
Jan 4, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RESN Common Stock Options Exercise +18.8K 18.8K Dec 1, 2021 Direct F1
transaction RESN Common Stock Options Exercise +31.3K +166.67% 50K Dec 1, 2021 Direct F1
holding RESN Common Stock 62.5K Dec 1, 2021 By Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RESN Restricted Stock Units Options Exercise $0 -18.8K -25% $0.00 56.3K Dec 1, 2021 Common Stock 18.8K Direct F1, F2
transaction RESN Restricted Stock Units Options Exercise $0 -31.3K -25% $0.00 93.8K Dec 1, 2021 Common Stock 31.3K Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit ("RSU") represents a contingent right to receive one share of Resonant Inc. common stock.
F2 18,750 restricted stock units vested on December 1, 2021, and installments of 18,750 restricted stock units will vest on each of December 1, 2022, December 1, 2023, and December 1, 2024.
F3 31,250 restricted stock units vested on December 1, 2021, and installments of 31,250 restricted stock units will vest on each of December 1, 2022, December 1, 2023, and December 1, 2024.