Clint Brown - 01 Dec 2021 Form 4 Insider Report for Resonant Inc

Signature
/s/Martin S. McDermut, Attorney-In-Fact
Issuer symbol
N/A
Transactions as of
01 Dec 2021
Net transactions value
$0
Form type
4
Filing time
03 Dec 2021, 19:43:06 UTC
Previous filing
18 Oct 2021
Next filing
04 Jan 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RESN Common Stock Options Exercise +18,750 18,750 01 Dec 2021 Direct F1
transaction RESN Common Stock Options Exercise +31,250 +167% 50,000 01 Dec 2021 Direct F1
holding RESN Common Stock 62,500 01 Dec 2021 By Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RESN Restricted Stock Units Options Exercise $0 -18,750 -25% $0.000000 56,250 01 Dec 2021 Common Stock 18,750 Direct F1, F2
transaction RESN Restricted Stock Units Options Exercise $0 -31,250 -25% $0.000000 93,750 01 Dec 2021 Common Stock 31,250 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit ("RSU") represents a contingent right to receive one share of Resonant Inc. common stock.
F2 18,750 restricted stock units vested on December 1, 2021, and installments of 18,750 restricted stock units will vest on each of December 1, 2022, December 1, 2023, and December 1, 2024.
F3 31,250 restricted stock units vested on December 1, 2021, and installments of 31,250 restricted stock units will vest on each of December 1, 2022, December 1, 2023, and December 1, 2024.