Heather S. Ace - 29 Sep 2023 Form 4 Insider Report for QUALCOMM INC/DE (QCOM)

Role
Chief Human Resources Officer
Signature
By: Jon Russo, Attorney-in-Fact For: Heather S. Ace
Issuer symbol
QCOM
Transactions as of
29 Sep 2023
Net transactions value
-$555,806
Form type
4
Filing time
16 Dec 2024, 17:41:05 UTC
Previous filing
22 May 2023
Next filing
02 Oct 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction QCOM Common Stock Gift $0 -14,283 -100% $0.000000 0 29 Sep 2023 Direct F1
transaction QCOM Common Stock Gift $0 -11,710 -100% $0.000000 0 26 Feb 2024 Direct F1
transaction QCOM Common Stock Options Exercise $0 +3,878 +45% $0.000000 12,543 15 Dec 2024 Direct
transaction QCOM Common Stock Options Exercise $0 +4,159 +33% $0.000000 16,702 15 Dec 2024 Direct
transaction QCOM Common Stock Tax liability $555,806 -3,506 -21% $158.53 13,196 15 Dec 2024 Direct
transaction QCOM Common Stock Gift $0 +14,283 $0.000000 14,283 29 Sep 2023 by Trust F1, F2
transaction QCOM Common Stock Gift $0 +11,710 +82% $0.000000 25,993 26 Feb 2024 by Trust F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction QCOM Restricted Stock Unit Options Exercise $0 -3,879 -50% $0.000000 3,880 15 Dec 2024 Common Stock 3,879 Direct F3, F4
transaction QCOM Restricted Stock Unit Options Exercise $0 -4,159 -33% $0.000000 8,321 15 Dec 2024 Common Stock 4,159 Direct F3, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Securities transferred to reporting person's family trust, for which the reporting person and her spouse are trustees. Members of the reporting person's immediate family are the sole beneficiaries of the trust.
F2 Shares held by the reporting person's family trust, for which the reporting person and her spouse are trustees. Members of the reporting person's immediate family are the sole beneficiaries of the trust.
F3 Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis.
F4 These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on December 15, 2023, 2024 and 2025.
F5 These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on December 15, 2024, 2025 and 2026.