Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | QCOM | Common Stock | Sale | -$1.38M | -8K | -3.65% | $172.09 | 211K | Nov 8, 2024 | Direct | F1 |
holding | QCOM | Common Stock | 45.5K | Nov 8, 2024 | by Spouse's Trust | F2 | |||||
holding | QCOM | Common Stock | 45.5K | Nov 8, 2024 | by Trust | F2 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Id | Content |
---|---|
F1 | This transaction was made pursuant to a Rule 10b5-1 trading plan adopted on November 29, 2023. |
F2 | Securities held by Premier Trust, as trustee. |