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Signature
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By: Jon Russo, Attorney-in-Fact For: Neil A. Martin
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Stock symbol
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QCOM
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Transactions as of
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May 20, 2024
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Transactions value $
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-$445,276
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Form type
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4
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Date filed
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5/22/2024, 05:38 PM
Transactions Table
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
| transaction |
QCOM |
Common Stock |
Options Exercise |
$0 |
+1.08K |
|
$0.00 |
1.08K |
May 20, 2024 |
Direct |
|
| transaction |
QCOM |
Common Stock |
Options Exercise |
$0 |
+631 |
+58.7% |
$0.00 |
1.71K |
May 20, 2024 |
Direct |
|
| transaction |
QCOM |
Common Stock |
Options Exercise |
$0 |
+547 |
+32.06% |
$0.00 |
2.25K |
May 20, 2024 |
Direct |
|
| transaction |
QCOM |
Common Stock |
Tax liability |
-$154K |
-779 |
-34.58% |
$197.76 |
1.47K |
May 20, 2024 |
Direct |
|
| transaction |
QCOM |
Common Stock |
Sale |
-$219K |
-1.12K |
-75.71% |
$196.11 |
358 |
May 21, 2024 |
Direct |
F1 |
| transaction |
QCOM |
Common Stock |
Sale |
-$72.4K |
-358 |
-100% |
$202.13 |
0 |
May 22, 2024 |
Direct |
|
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
| transaction |
QCOM |
Restricted Stock Unit |
Options Exercise |
$0 |
-1.08K |
-49.98% |
$0.00 |
1.08K |
May 20, 2024 |
Common Stock |
1.08K |
|
Direct |
F2, F3 |
| transaction |
QCOM |
Restricted Stock Unit |
Options Exercise |
$0 |
-632 |
-14.29% |
$0.00 |
3.79K |
May 20, 2024 |
Common Stock |
632 |
|
Direct |
F2, F4 |
| transaction |
QCOM |
Restricted Stock Unit |
Options Exercise |
$0 |
-548 |
-9.09% |
$0.00 |
5.48K |
May 20, 2024 |
Common Stock |
548 |
|
Direct |
F2, F5 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses: