Neil Martin - Nov 20, 2023 Form 4 Insider Report for QUALCOMM INC/DE (QCOM)

Role
SVP, Finance and CAO
Signature
By: David Zuckerman, Attorney-in-Fact For: Neil A. Martin
Stock symbol
QCOM
Transactions as of
Nov 20, 2023
Transactions value $
-$212,137
Form type
4
Date filed
11/21/2023, 05:09 PM
Previous filing
Aug 18, 2023
Next filing
Nov 29, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction QCOM Common Stock Options Exercise $0 +1.17K +474.49% $0.00 1.42K Nov 20, 2023 Direct
transaction QCOM Common Stock Options Exercise $0 +1.07K +75.05% $0.00 2.48K Nov 20, 2023 Direct
transaction QCOM Common Stock Options Exercise $0 +2.5K +100.6% $0.00 4.98K Nov 20, 2023 Direct
transaction QCOM Common Stock Tax liability -$212K -1.64K -32.87% $129.51 3.35K Nov 20, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction QCOM Restricted Stock Unit Options Exercise $0 -1.17K -100% $0.00* 0 Nov 20, 2023 Common Stock 1.17K Direct F1, F2
transaction QCOM Restricted Stock Unit Options Exercise $0 -1.07K -33.34% $0.00 2.13K Nov 20, 2023 Common Stock 1.07K Direct F1, F3
transaction QCOM Restricted Stock Unit Options Exercise $0 -2.5K -33.32% $0.00 5K Nov 20, 2023 Common Stock 2.5K Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis.
F2 The Restricted Stock Units (and allocable dividend equivalents) vested in equal one-third amounts on November 20, 2021, 2022 and 2023.
F3 The Restricted Stock Units (and allocable dividend equivalents) vested one-third on November 20, 2022, and the remaining balance vests semi-annually thereafter.
F4 The Restricted Stock Units (and allocable dividend equivalents) vest one-third on November 20, 2023, and the remaining balance vests quarterly thereafter.