James J. Cathey - Nov 20, 2023 Form 4 Insider Report for QUALCOMM INC/DE (QCOM)

Role
Chief Commercial Officer
Signature
By: David Zuckerman, Attorney-in-Fact For: James J. Cathey
Stock symbol
QCOM
Transactions as of
Nov 20, 2023
Transactions value $
-$156,837
Form type
4
Date filed
11/21/2023, 05:09 PM
Previous filing
Nov 13, 2023
Next filing
Dec 12, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction QCOM Common Stock Options Exercise $0 +1.32K +35.19% $0.00 5.06K Nov 20, 2023 Direct
transaction QCOM Common Stock Options Exercise $0 +1.6K +31.56% $0.00 6.66K Nov 20, 2023 Direct
transaction QCOM Common Stock Tax liability -$157K -1.21K -18.18% $129.51 5.45K Nov 20, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction QCOM Restricted Stock Unit Options Exercise $0 -1.32K -100% $0.00* 0 Nov 20, 2023 Common Stock 1.32K Direct F1, F2
transaction QCOM Restricted Stock Unit Options Exercise $0 -1.6K -33.33% $0.00 3.2K Nov 20, 2023 Common Stock 1.6K Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis.
F2 The Restricted Stock Units (and allocable dividend equivalents) vested in equal one-third amounts on November 20, 2021, 2022 and 2023.
F3 The Restricted Stock Units (and allocable dividend equivalents) vested one-third on November 20, 2022, and the remaining balance vests semi-annually thereafter.