James J. Cathey - 20 Nov 2023 Form 4 Insider Report for QUALCOMM INC/DE (QCOM)

Role
Chief Commercial Officer
Signature
By: David Zuckerman, Attorney-in-Fact For: James J. Cathey
Issuer symbol
QCOM
Transactions as of
20 Nov 2023
Net transactions value
-$156,837
Form type
4
Filing time
21 Nov 2023, 17:09:12 UTC
Previous filing
13 Nov 2023
Next filing
12 Dec 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction QCOM Common Stock Options Exercise $0 +1,318 +35% $0.000000 5,063 20 Nov 2023 Direct
transaction QCOM Common Stock Options Exercise $0 +1,598 +32% $0.000000 6,661 20 Nov 2023 Direct
transaction QCOM Common Stock Tax liability $156,837 -1,211 -18% $129.51 5,450 20 Nov 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction QCOM Restricted Stock Unit Options Exercise $0 -1,319 -100% $0.000000* 0 20 Nov 2023 Common Stock 1,319 Direct F1, F2
transaction QCOM Restricted Stock Unit Options Exercise $0 -1,598 -33% $0.000000 3,197 20 Nov 2023 Common Stock 1,598 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis.
F2 The Restricted Stock Units (and allocable dividend equivalents) vested in equal one-third amounts on November 20, 2021, 2022 and 2023.
F3 The Restricted Stock Units (and allocable dividend equivalents) vested one-third on November 20, 2022, and the remaining balance vests semi-annually thereafter.